Business Profile
Brokerage
Business Scope
- Foreign and domestic securities brokerage
- Securities settlement and clearing
- Securities margin purchase and short sale
- Stock lending
- Futures introducing broker business
- Other securities-related services approved by authorities
- Borrowing and lending of funds for unrestricted purposes
Competitive Advantages
- Refined trading system with efficiency and confidentiality
- Professional and customer-oriented consultant services
- Strict risk management system
- Diverse financial products
- Comprehensive e-commerce platform enabling diversified trading patterns
Wealth Management
Business Scope
- Providing extensive asset allocation and financial planning services catering to high net worth clients' financial need and risk tolerance
- Customized wealth management services under trust platform
Competitive Advantages
- Excellent tailor-made investment advices contributed by sophisticated global asset allocation models, according to the individual client's return and risk expectation
- Complete and diversified ranges of financial products and services on a one-stop shopping platform
- Experienced and professional wealth management team
Proprietary Trading
Business Scope
- TWSE equities trading & derivatives trading
- GTSM equities trading
- Emerging Stock Market equities trading
- Trading of foreign equities & foreign derivatives for hedging
Competitive Advantages
- Outstanding fundamental & technical analysts
- Advanced computer assisted selection system that helps discern the market trends
- Globalized transactions through trading in 4 key markets: Japan, Hong Kong, the U.S. and Taiwan
- Deliberate decision-making process and hedging tools to strategically minimize trading risks
- Disciplined operations and strict risk management system
Futures Proprietary Trading
Business Scope
- Index futures, stock futures and options trading
- Index futures, stock futures and options market making
- Foreign futures trading
Competitive Advantages
- Experienced and disciplined program trading and volatility trading
- Real-time trading enabled by advanced IT system
- Dynamic hedging strategies
- Excellent risk control under multiple strategies, products and markets
- Flexible trading in diversified product portfolio to create stable profits
Underwriting
Business Scope
- Help clients raise capital through equities, convertible bonds and other securities with investment banking capabilities
- Assessment or execution of primary market securities issuance and listing in TWSE, GTSM, Emerging Stock market or TDR markets
- Assisting clients in the establishment of Go Incubation Board for Startup and Acceleration Firms and the capitalizing activities there within
- Execution of corporate capital increase, M&A, municipal and public infrastructure financing operations and assessment of such deals
Competitive Advantages
- Professional team providing enterprises with high-quality financial services
- Excellent track record and years of experiences
- Comprehensive investment banking services; fully support clients to obtain business opportunities.
Fixed Income
Business Scope
- Government bonds sales and trading execution
- Corporate bonds and financial bonds initial offerings and trading execution; and asset securitization business
- Bond outright transactions, Repo transactions, fixed income & interest rate derivatives
- Convertible bonds proprietary trading and asset swaps; credit-linked and guarantee-linked products
- Short-term bills and foreign currency bills
- Foreign bonds brokerage and proprietary trading
- International bond denominated in foreign currency bond (including Formosa Bond) trades in primary and secondary markets
- Spot foreign exchange transactions between foreign currencies
Competitive Advantages
- Possessing a complete fixed-income product line to provide the best consultation service in clients' investment and capital raising; managing relationships with institutional clients from both home and abroad
- Leading position in government bond transaction and bond option market making, complemented by unique trade module to lower risk and secure profit
- Comprehensive sales services furnished by a consolidated sales team for primary and secondary markets and efficient development in derivatives
- The variety of foreign currency bond and short-term bill products can provide clients with satisfying options with different terms and rates
Derivatives
Business Scope
- Warrants issuance ,market making and hedging
- Structured notes issuance and hedging
- Other financial derivatives approved by regulators
- Equity options trading
- Derivatives design and development
Competitive Advantages
- Proactive issuance of derivatives in respectable quantity and quality, which abides by rigid hedging discipline
- Self-developed advanced trading systems, which improve our trading efficiency and risk control
- Enhance the tactical trading strategies to grasp the profit opportunities
- Nation-wide channels and resources for product distribution
- Deliver customized derivative products to fulfill various investment needs
- Constantly research and innovate in response to the changes in the trading system and the market
Stock Register & Transfer
Business Scope
- Register and transfer agency for company's common stock, preferred stock, beneficiary certificate, domestic and overseas convertible bond and other equity certificates
- Register and transfer agency for company's capital increase, reverse split and stock exchange
- Proxy solicitation and power of attorney representation services for public issuing company
Competitive Advantages
- Experienced service team capable in dealing with all kinds of stock register and transfer affairs to provide clients with solutions to related queries
- Trusted expertise to achieve a high proportion of retainer contracts from clients
- Well-constructed IT system to assure satisfying service quality
